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Articles

Article

Combatting Securities Fraud Allegations With 10b5-1 Trading Plans
More Details Jul 24,2017

Article

Update on Insider Trading and the Use of 10b5-1 Plans
More Details Jan 06,2017

Article

Balancing Act: Trends in 10b5-1 Adoption and Oversight
More Details Oct 01,2015

Article

FAQ: Rule 10b5-1 Plans
More Details Feb 28,2009

Article

Practice Pointers: Rule 10b5-1 Plans and SOX Section 402 Issues
More Details Jan 12,2005

Regulations & Statutes

Regulations & Statutes

Rule 10b5-1
More Details Aug 07,2008

Surveys & Studies

Surveys & Studies

Evolving Practices for 10b5-1 Plans
More Details Nov 12,2018

Surveys & Studies

Survey Says: 10 Dos & Don'ts of Stock Plan Administration
More Details Oct 17,2017

Sample Documents

Sample Document

Checklist: Rule 10b5-1 Plans
More Details May 11,2017

Sample Document

Sample Rule 10b5-1 Trading Plan Template
More Details Jul 09,2010

Sample Document

10b5-1 Plan - Issuer Administration Checklist

More Details Apr 18,2008

Podcast

Sep 20,2017

#51: Hot Topics for 10b5-1 Plans
Sep 20,2017

NASPP Blog

NASPP Blog

Speculating About 10b5-1 Plans

 Feb 04,2016Jennifer Namazi

Last week's news that the CEO of Telsa Motors, Elon Musk, had exercised stock options with an estimated value of $100 million spread like wildfire. Picked up by the national news outlets - the n...Read More

NASPP Blog

An Unintended Downside of 10b5-1 Plans

 May 14,2015Jennifer Namazi

It's been about 15 years (yikes, already?) since the SEC adopted Rule 10b5-1. For those new to the concept, a 10b5-1 plan may be best explained as a device that allows company insiders to trade ...Read More

NASPP Blog

10b5-1 Plans: Modifications and Terminations

 Feb 11,2010Rachel Murillo

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The National Association of Stock Plan Professionals is the largest and oldest professional association for the stock and executive compensation community, with over two decades of leadership providing expert resources, education and other benefits for our more than 6,000 members across 32 affiliated chapters.

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