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NASPP Essentials

Educating Employees on Your ESPP
Dec 31,2009

This article provides an overview of the contributors and components of an educational program for a Section 423 qualified ESPP offered to U.S. employees. To develop your own educational program, it is necessary to understand who contributes to these programs and the extent of information that can be communicated to employees.


Cover Letter - ESPP Tax Report
Nov 24,2009

Cover letter for a report ESPP transactions distributed to participantes for tax purposes

5 Tips for Communicating with Stock Plan Participants in 2021
Mar 25,2021
Jennifer Namazi

Studies show increases in employee disengagement. Here are 5 tips you can use in 2021 to create communications that engage your stock plan participants.

Participant Resources for Tax Season
Feb 04,2021
Jennifer Namazi

Tips and resources you can use to help field participant questions during tax season.

The Value of Financial Wellness Benefits in Times of Turmoil (and Beyond)
Nov 19,2020
Jennifer Namazi

A study by UBS Workplace Wealth Solutions provides insights into how employees perceive financial wellness programs.

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Sample Documents

Example 6039 FAQ for Employees
Jan 12,2021

Sample FAQ for employees on Forms 3921 and 3922.

Sample Email Explaining the $25,000 Limitation
May 05,2020

This is a sample email that can be used to explain the $25,000 limit to an employee.

Sample Explanation of the $25,000 Limitation
May 05,2020

A sample memo explaining the ESPP $25,000 limitation to employees.

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Help Employees to Make Smarter Equity Award Decisions
May 19,2021

Fuel employee financial health with equity by cultivating an investor mindset among employees.

Equity Compensation and Financial Wellness
Jun 06,2018

How equity awards can be part of a financial wellness program for employees

Equity Awards: Creating Long-Term or Momentary Owners?
Jun 08,2016

Are the objectives of your company's equity plan being met?


Regulations & Statutes

Form 3921
Oct 10,2017

IRS Form 3921, used to report ISO exercises.

Form 3922
Sep 01,2016

IRS Form 3922, used to report first legal transfer of shares acquired under a Section 423 employee stock purchase plan (ESPP).

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The National Association of Stock Plan Professionals is the largest and oldest professional association for the stock and executive compensation community, with over two decades of leadership providing expert resources, education and other benefits for our more than 6,000 members across 32 affiliated chapters.


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