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Articles

Article

Section 16 Outline
More Details Sep 28,2018

Article

Glossary of Section 16 Terms
More Details Nov 19,2003

Regulations & Statutes

Regulations & Statutes

Form 3
More Details Nov 30,2011

Regulations & Statutes

Form 4
More Details Nov 30,2011

Regulations & Statutes

SEC Rel. No. 34-37260
More Details Sep 11,2008

Regulations & Statutes

SEC Rel. No. 33-8600
More Details Aug 01,2005

Regulations & Statutes

Section 16 Electronic Reporting FAQ
More Details Aug 14,2003

Regulations & Statutes

Section 16 Final Rule
More Details Aug 29,2002

Surveys & Studies

Surveys & Studies

NASPP Quick Survey: Section 16 Procedures
More Details Jan 15,2011

Sample Documents

Sample Document

Sample Power of Attorney
More Details Nov 19,2003

Podcast

Jan 19,2016

#29: Section 16 Insights & Developments

Renowned Section 16 expert Alan Dye talks about...

Jan 19,2016

Webcasts

Jan 23,2019

Alan Dye on the Latest Section 16 Developments

Q&A and Practice Tips from the Expert

Jan 23,2019

Jan 24,2018

Alan Dye on the Latest Section 16 Developments

Q&A and Practice Tips from the Expert

Jan 24,2018

Jan 31,2017

Alan Dye on the Latest Section 16 Developments

Q&A and Practice Tips from the Expert

Jan 31,2017

NASPP Blog

NASPP Blog

A Government Shutdown Doesn’t Shut Down Your Stock Plan

 Jan 08,2019Barbara Baksa

We are now entering the third week of the government shutdown, just as work in corporate America is getting back into full swing after the holidays. You might be wondering how this will impact v...Read More

NASPP Blog

Two Wins on Share Withholding Litigation

 Apr 03,2018Barbara Baksa

Two courts have recently decided in favor of the defendants in suits brought by plaintiffs’ attorneys. The suits allege that transactions in which shares were withheld to cover taxes on RS...Read More

NASPP Blog

"Inadvertent" is No Excuse for Untimely Section 16 Filings

 Jan 15,2016Jennifer Namazi

It's been a while since I tackled Section 16 reporting in this blog. The last time I covered it, the SEC was on widespread mission to crack down on the smallest of infractions, Section 16(a) inc...Read More

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The National Association of Stock Plan Professionals is the largest and oldest professional association for the stock and executive compensation community, with over two decades of leadership providing expert resources, education and other benefits for our more than 6,000 members across 32 affiliated chapters.

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