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Section 16 Outline
More Details Sep 28,2018

Article

Glossary of Section 16 Terms
More Details Nov 19,2003

Regulations & Statutes

Regulations & Statutes

Form 3
More Details Nov 30,2011

Regulations & Statutes

Form 4
More Details Nov 30,2011

Regulations & Statutes

SEC Rel. No. 34-37260
More Details Sep 11,2008

Regulations & Statutes

SEC Rel. No. 33-8600
More Details Aug 01,2005

Regulations & Statutes

Section 16 Electronic Reporting FAQ
More Details Aug 14,2003

Regulations & Statutes

Section 16 Final Rule
More Details Aug 29,2002

Surveys & Studies

Surveys & Studies

NASPP Quick Survey: Section 16 Procedures
More Details Jan 15,2011

Sample Documents

Sample Document

Sample Power of Attorney
More Details Nov 19,2003

Podcast

Jan 19,2016

#29: Section 16 Insights & Developments

Renowned Section 16 expert Alan Dye talks about...

Jan 19,2016

Webcasts

Jan 22,2020

2020 Section 16 Updates with Alan Dye

The latest developments and compliance requirem...

Jan 22,2020

Jan 23,2019

Alan Dye on the Latest Section 16 Developments

Q&A and Practice Tips from the Expert

Jan 23,2019

Jan 24,2018

Alan Dye on the Latest Section 16 Developments

Q&A and Practice Tips from the Expert

Jan 24,2018

NASPP Blog

NASPP Blog

Another Win on Section 16 Share Withholding Litigation

 Apr 23,2019Barbara Baksa

Good news: yet another court recently decided in favor of the defendant in a short-swing profits recovery suit brought by plaintiffs’ attorneys over a share withholding transactions.

...Read More

NASPP Blog

Form 4 Reporting for Performance Awards

 Apr 18,2019Barbara Baksa

Recently the following headline showed up in one of my Google alerts: “Nvidia&rsqu...Read More

NASPP Blog

SEC Updates Item 405 Disclosure and Due Diligence Requirements

 Apr 09,2019Barbara Baksa

As part of its “FAST Act Modernization and Simplification of Regulation S-K” project, the SEC has ado...Read More

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The National Association of Stock Plan Professionals is the largest and oldest professional association for the stock and executive compensation community, with over two decades of leadership providing expert resources, education and other benefits for our more than 6,000 members across 32 affiliated chapters.

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