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Research Center : Development

Jun 21,2018 | DLA Piper

Changes Coming to Rule 701 Disclosure Thresholds

The Economic Growth, Regulatory Relief and Consumer Protection Act, signed into law in May 2018, directs the SEC to increase the sale threshold triggering enhanced disclosure under Rule 701 from $5 million to $10 million and to index the enhanced disclosure threshold for inflation every 5 years, rounded to the nearest $1 million.

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