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Research Center : Article

Jan 06,2017 | Ayco Company

Update on Insider Trading and the Use of 10b5-1 Plans

This article provides an update in insider trading compliance and the use of Rule 10b5-1 plans. The article discusses best practices for Rule 10b5-1 plans, such as cooling off/waiting periods, time limitations, allowing trades outside of the plan, use of multiple plans, modification/termination of plans, and more.

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