< Return to previous page

Research Center : Article

Feb 28,2009 | Nilene R. Evans and Samantha Martin, Morrison & Foerster

FAQ: Rule 10b5-1 Plans

This article provides answers on various aspects of Rule 10b5-1 trading plans, including protections provided by 10b5-1 plans, establishing a trading plan, plan elements, trading under a plan, modification and termination of 10b5-1 plans, interplay with other securities laws and company polices, and best practices.

About Us

The National Association of Stock Plan Professionals is the largest and oldest professional association for the stock and executive compensation community, with over two decades of leadership providing expert resources, education and other benefits for our more than 6,000 members across 32 affiliated chapters.


P.O. Box 21639 Concord, CA 94521-0639 Telephone: (925) 685-9271 Fax: (925) 930-9284

©NASPP 2019, All Rights Reserved.