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Research Center : Article

Feb 28,2009 | Nilene R. Evans and Samantha Martin, Morrison & Foerster

FAQ: Rule 10b5-1 Plans

This article provides answers on various aspects of Rule 10b5-1 trading plans, including protections provided by 10b5-1 plans, establishing a trading plan, plan elements, trading under a plan, modification and termination of 10b5-1 plans, interplay with other securities laws and company polices, and best practices.

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