This article provides answers on various aspects of Rule 10b5-1 trading plans, including protections provided by 10b5-1 plans, establishing a trading plan, plan elements, trading under a plan, modification and termination of 10b5-1 plans, interplay with other securities laws and company polices, and best practices.
Rule 10b5-1 Plans at 20: Enforcement Trends & Best Practices
Combatting Securities Fraud Allegations With 10b5-1 Trading Plans
Update on Insider Trading and the Use of 10b5-1 Plans
Balancing Act: Trends in 10b5-1 Adoption and Oversight
Practice Pointers: Rule 10b5-1 Plans and SOX Section 402 Issues