Survey that can be used to ask participants in a Section 423 employee stock purchase plan if they have disposed of any of the shares acquired under the ESPP prior to lapse of the statutory holding period.
Members Only
Example 6039 FAQ for Employees
ISO/ESPP Flow Charts: Section 6039 Flow Charts
Sample $25,000 Limit Worksheet for Employees
Sample Email Explaining the $25,000 Limitation
Sample Explanation of the $25,000 Limitation
Sample FAQs on Cost-Basis Reporting
Understanding Compensatory Stock Options
Determining If an 83(B) Election Is Right for You
Form W-2 Reporting Checklist for Stock Compensation
Change in Control Estimate for Employees
FAQs for a New ESPP
Sample Grant Cover Letter - Award
Sample Grant Cover Letter - Stock Option
Sample Email Notice of Online Grant
Sample Disqualifying Disposition Survey for ISOs
ISO Disqualifying Disposition Notice
Purchase Checklist for ESPP
ESPP Approvals Checklist
Cost-Basis Reporting Examples for ESPPs
Restricted Stock Flow Charts: Cost-Basis Reporting Flow Chart fo...
Sample Email: Five Things You Need to Know About Form 1099-B
Sample Email on Cost Basis
Presentation on ISOs for Employees at Private Companies
Sample Presentation on Stock Options
FAQs on FICA Taxes on RSUs for Retirement-Eligible Employees
Sample Employee Presentation on ESPP, Stock Options, and Awards
Sample Employee Presentation on RSUs
Corp Acquisition: Sample Prospectus and FAQ
Corp Acquisition: Sample Notice to Optionees
ESPP Sample Q&A on Share Shortfall
Sample ESPP Make Whole Q&A
Sample Proposal: Share Deficiency Situation
Example Memo re: Form 3921
Example Memo to Employee re: Form 3922
Example Memo to Employees re: Form 3922 (transfer not at purchase)
Example Memo: Form 3921 Employee Communicaton
Example Form 3921 Electronic Return
Guide to Transferable Options
Sample 6039 Information Statements
Example Aggregate Forms 3921 and 3922
Underwater Options Exchange Checklist
New RSU Program FAQ
Former Employee FAQ on Restricted Stock Units
ESPP Communications Checklist
Sample RSU Vest Employee Income/Tax Communication
SSAR FAQ:Â Introduction to SSARs
Restricted Stock Election to Pay Taxes in Cash
Restricted Stock Tax Payment Election Form
Sample Email Notification Release of Vested Shares
Sample Schedule TO - Initial Communication
ESPP enrollment/change form
ESPP Presentation for Participants
Option Exchange Communication from Plan Administrator
Option Exchange Communication from CEO
Restricted Stock Units FAQ - global use
ESPP FAQ
Sample Additional Communications for Exchange Offer
Sample ESPP Withdrawal Form
Sample Exercise Notice
ESPP Enrollment Form
ESPP Qualifying Disposition Survey Template
SAR Exercise Notice (cash settlement only)
SAR Exercise Notice (Settlement in Cash or Stock)
SAR Exercise Notice (stock settlement only)
Stock Split FAQs
Restricted Stock Unit Vesting FAQ
Effectively Using Employee Communication to Maximize the Benefit...
Announcement of Restricted Stock Program
Sample Participant Presentation on NQSOs
Sample FAQ on Restricted Stock
Restricted Stock Fact Sheet
Employee Education that Hits the Mark
Cover Letter - Restricted Stock Tax Report
Cover Letter - Quarterly Option Tax Report
Director and Officer Questionnaire
Cover Letter - ISO Disqualifying Dispositions
Disqualifying Disposition Survey - ESPP
Sample Disqualifying Disposition Survey
Internal Memo on Disqualifying Dispositions
Conversion Election Agreement - Restricted Stock into Restricted...
Restricted Stock Units - Deferral Election Agreement
Form 5 "No Form Required" Certification
Annual Insider Trading Reminder Letter
Sample Power of Attorney
Memo on SEC Requirements Once Insider Ceases to be a Section 16 ...
Sample Insider Trading Policy