Resources - Simple List

  • Retirement Provisions for RSUs

    May 23, 2025

    This article discusses key design decisions for retirement provisions in full value awards, and summarizes the accounting considerations for each approach.
  • Canada: Change in Position on Allocation of Cross-Border Stock Option Benefits

    November 27, 2012

    The Canada Revenue Agency (CRA) has confirmed that it will apply the principles set out in the Commentary on Article 15 of the Organization for Economic Cooperation and Development Model Convention (OECD Commentary) when allocating a stock option benefit to Canada, unless an income tax treaty otherwise specifically applies. This change in CRA’s default approach applies to stock options exercised after 2012.
  • Canada Moves Forward With Annual Limit on Qualified Stock Options

    March 31, 2021

    On 30 November 2020, the Canadian government announced that it will move forward with a proposed $200,000 annual limit on option grants that may qualify for the employee stock option deduction.
  • US Tax Withholding Rates for Stock Plan Transactions

    January 02, 2025

    The current US tax withholding rates and maximums for stock plan transactions and other supplemental payments made in 2025.
  • Educating Employees on Your ESPP

    December 31, 2009

    A well-developed educational program is one of the most critical factors that can contribute to the success of a company’s employee stock purchase plan. Unlike stock options and restricted stock awards, an ESPP requires employees to actively choose to participate. Not only must employees sign up for the plan, they have to further agree to contribute funds to the plan out of their paychecks. None of this is going to happen if employees don’t understand the plan and the benefits of participating in it. This How-to-Guide provides an overview of the contributors and components of an educational program for a Section 423 qualified ESPP offered to U.S. employees.
  • Sample of ESPP Purchase Scorecard for Management

    December 08, 2021

    Sample infographic summarizing current purchase under an ESPP and the status of the plan.
  • Designing an Employee Stock Purchase Plan

    June 27, 2024

    This article summarizes the principal features and design considerations for qualified and nonqualified of employee stock purchase plans (ESPPs).
  • Illustration of people standing on columns looking through telescopes at future trends
    Equity Administration Survey: Executive Summary

    December 10, 2025

    The NASPP/Deloitte Tax Equity Administration Survey provides benchmark data and trends in global stock plan administration, staffing, equity grant guidelines, tax and mobility compliance, participant education, and insider trading compliance.
  • Woman working at insider compliance desk of broker
    Equity Administration Survey: Insider Trading Compliance

    December 10, 2025

    This NASPP/Deloitte Tax Equity Administration Survey section covers how companies discourage insider trading, including pre-clearance procedures and trading windows/blackout periods. Data is also provided on SEC insider reporting procedures.
  • Illustration of stock plan professionals putting together a puzzle representing the components of equity plan management
    Equity Administration Survey: Stock Plan Administration Practices

    December 10, 2025

    This section of the NASPP/Deloitte Tax Equity Administration Survey covers in-house stock plan administration staffing and plan management.
  • Illustration of magnifying glass focused on a survey respondent
    Equity Administration Survey: Participant Profile

    November 09, 2022

    This NASPP Equity Administration Survey section reports aggregate data on the survey’s respondents, including company size and location, and employee locations.
  • NASPP Advisor Fall 2021 Full Issue

    December 21, 2021

    This is a full download of the Fall 2021 issue of the NASPP Advisor Newsletter.
  • Data Snapshot
    Data Snapshot: Retirement Provisions

    December 14, 2021

    A look at the equity benefits companies confer upon retirees and how companies determine which employees are eligible for retirement benefits.
  • Chapter News
    Chapter News Fall 2021

    December 14, 2021

    News and updates for NASPP chapters around the country.
  • Chapter Excellence Awards
    Chapter Excellence Awards 2021

    December 14, 2021

    A list of NASPP chapters that were recognized for excellence in 2021. Chapter Excellence Awards recognize chapters that we feel go above and beyond by holding exemplary meetings, creating an outstanding local network for NASPP members, and building a strong infrastructure to support the chapter. Chapters are evaluated based on the number and quality of meetings they hold, their governance procedures, and their engagement with the NASPP.
  • Administrators Corner
    Administrators Corner: Handling Stock Plan Anomalies

    December 14, 2021

    Learn to create a framework that helps you address errors and other anomalies in stock plan data.
  • Top 10 List
    Top Ten List: Quick Controls for Financial Reports

    December 14, 2021

    Ten controls stock plan administrators can implement around financial reporting to reduce errors and problems.
  • Feature Graph - Average contribution by gender
    Five Trends in the Usage of Equity Awards

    December 16, 2021

    This article, published in the Fall 2021 issue of The NASPP Advisor newsletter, explores trends from the 2021 Equity Incentives Design Survey, cosponsored by the NASPP and Deloitte Consulting.
  • A Word from the Director
    A Word From the Director

    December 14, 2021

    Introductory article with thoughts and insights on this Advisor issue's contents from NASPP Executive Director Barbara Baksa. To view this article, join or login.
  • Across Our Desk
    Across Our Desk: Fall 2021

    December 14, 2021

    Stock plan materials or resources we have come across in the past few months.