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6039 Reporting: Filing Forms 3921 and 3922 

Your Step-by-Step Guide to Accurate Form Prep

Preparing Form 3921 and Form 3922 filings? Under Section 6039 of the Internal Revenue Code, employers must file returns with the IRS for employees who have exercised incentive stock options during the year or transferred shares acquired pursuant to a Section 423 qualified employee stock purchase plan.

This course is ideal for those wanting to gain an in-depth insight into the mechanics of preparing the filings on Form 3921 (ISOs) and Form 3922 (ESPPs) that are necessary to fulfill this requirement.


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Quick hits of essential knowledge and skills

Module 1: Introduction to Section 6039 Reporting

Understand the importance of Section 6039 reporting and why it's crucial for employers and employees.

Time: 10 minutes

Module 2: Deadlines and Requirements

Explore deadlines, information required for reporting, and the submission of Section 6039 reporting. Learn how to avoid the penalties associated with late or incorrect filings.

Time: 15 minutes

Module 3: Mechanics of Filing Form 3921

Uncover your step-by-step guide to preparing Form 3921. Learn the process and information required to complete your filing correctly.

Time: 30 minutes

Module 4: Mechanics of Filing Form 3922

Uncover your step-by-step guide to preparing Form 3922. Learn the process and information required to complete your filing correctly.

Time: 30 minutes


  • Jason Mann, CEP, Director of Content, National Association of Stock Plan Professionals


Enrollment Rates

All registrations are non-refundable.



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Continuing Education

Certified Equity Professionals (CEPs) can earn continuing education credits for session recordings.

Maximum Credit: 1 credit

Additional Requirements: Attendees must keep their own records of their attendance, including the specific sessions they attended, so they can report this information to the CEP Institute when required.

Please contact with any comments and concerns about the course.