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Research Center : Regulations & Statutes

Jul 01,2015 | Securities & Exchange Commission

SEC Releases 33-9861, 34-75342: Recovery of Erroneously Awarded Comp

Proposed rule to implement the provisions of Section 954 of the Dodd-Frank Act, which requires the Commission to adopt rules directing the national securities exchanges to prohibit the listing of any security of an issuer that is not in compliance with requirements for disclosure of the issuer’s policy on recovery of incentive-based compensation that is received in excess of what would have been received under an accounting restatement.

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