- 10b5-1 Plans (12)
- Best Practices (2)
- Clawbacks (7)
- Employee Stock Purchase Plans (2)
- Financial Reporting (1)
- Insider Trading (18)
- Performance Based Awards (3)
- Private Company Stock Plans (2)
- Proxy Statement Disclosures (4)
- Restricted Stock Awards and Units (3)
- Section 16 (5)
- Stock Options (1)
- Stock Ownership Guidelines (7)
- Stock Plan Design (3)
- Surveys and Data (2)
- Tax Withholding (USA) (1)
- Taxation (2)
Clawback Updates: Freeze of Unvested Awards in the UK and Potential for Final Clawback Regulations in the US
NASPP Blog | Published March 2, 2022A vesting freeze of a former executive's stock awards in the United Kingdom lays groundwork for a potential …
Correcting Form 4 Mistakes
NASPP Blog | Published February 23, 2022Sometimes mistakes are made when filing Forms 4. Here's how to correct them.
Analysis of Rule 10b5-1 Proposed Changes
NASPP Blog | Published January 31, 2022The SEC has proposed draft legislation that would overhaul Rule 10b5-1. Learn more about what these changes …
10 Things Shaping What's Next in Equity Compensation
Webcast | Published January 19, 2022Examine 10 major factors influencing the future of the equity compensation landscape in 2022 and …
Half Empty or Half Full? Thoughts on the SEC's Rule 10b5-1 Proposal
Podcast | Published January 19, 2022Barbara discusses the SEC's new Rule 10b5-1 proposal with John Jenkins of CCRcorp.
SEC Proposes Amendments to Rule 10b5-1
NASPP Blog | Published December 21, 2021SEC proposes updates to Rule 10b5-1 plans that would mandate a cooling-off period, prohibit overlapping …
What's New with Section 16?
NASPP Blog | Published November 10, 2021SEC rulemaking and notable Section 16(b) litigation from the past year, plus highlights from this past …
SEC Considering Re-Opening Comment Period for Clawbacks Proposal
NASPP Blog | Published October 12, 2021The SEC is considering re-opening the comment period on its proposed rules for recovery of erroneously …
SEC Announces Big Changes to EDGAR Access
NASPP Blog | Published October 5, 2021Access to EDGAR may be changing, starting next year. Here’s a rundown of how this may impact you and …
SEC Committee Recommends Reforms to Rule 10b5-1 Trading Plans
NASPP Blog | Published September 3, 2021An SEC committee recommends updates to Rule 10b5-1, paving the way for proposed rules as early as this …
Do You Need a Policy to Address Shadow Trading?
NASPP Blog | Published August 31, 2021Can employees be prosecuted for trading in a competitor company’s stock? The SEC thinks so.
Post-Insider Reporting, Part 2
NASPP Blog | Published August 24, 2021More questions and answers on Section 16 reporting for former insiders, plus an quick-reference table …
What Reporting Is Required for Former Section 16 Insiders?
NASPP Blog | Published August 18, 2021When officers and directors cease to be subject to Section 16, the rules governing which of their transactions …
4 SEC Projects to Keep an Eye On
NASPP Blog | Published August 10, 2021The SEC’s newly updated agenda includes four short-term projects that affect your stock compensation …
Holding Periods: A Better Alternative to Clawbacks?
NASPP Blog | Published July 13, 2021Clawbacks are difficult and expensive to enforce. Can required holding periods solve this problem?
SEC to Revisit Rule 10b5-1: 4 Things to Know
NASPP Blog | Published June 25, 2021The SEC's chairman recently spoke of the Commission's intent to "freshen up" Rule 10b5-1. Find out what …
Navigating Public Perception Around Rule 10b5-1 Plan Transactions
NASPP Blog | Published May 14, 2021Your executive adopts a well-intentioned 10b5-1 plan to avoid potential accusations of insider …
Across Our Desk: Spring 2021
Resource | Published May 13, 2021Materials we have come across in the past few months
Three Red Flags for Rule 10b5-1 Plans
NASPP Blog | Published February 23, 2021A new study reveals three ways insiders may be using Rule 10b5-1 plans opportunistically.
Robinhood's Unusual Performance Award Metric for Founder RSUs
NASPP Blog | Published February 7, 2021Shortly prior to stock trading app Robinhood's IPO, the company issued performance-based RSUs to it's …