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What's New with Section 16?
NASPP Blog | Published November 10, 2021
SEC rulemaking and notable Section 16(b) litigation from the past year, plus highlights from this past … -
2021 Section 16 Developments with Alan Dye
Webcast | Published January 27, 2021
Questions and answers plus practice tips from the authority on Section 16. -
2022 Section 16 Developments with Alan Dye
Webcast | Published January 26, 2022
Q&A and practice tips from the authority on Section 16. -
2023 Section 16 Developments with Alan Dye
Webcast | Published January 25, 2023
Equip yourself to comply with all the latest Section 16 requirements and procedures in 2023. -
Another Win on Section 16 Share Withholding Litigation
NASPP Blog | Published April 23, 2019
Another decision in a short-swing profits recovery suit over share withholding is decided in favor of … -
Section 16 Filings and COVID Relief
NASPP Blog | Published January 4, 2021
The SEC is not as generous as the IRS when it comes to extending deadlines, but they are offering some … -
Inadvertent is No Excuse for Untimely Section 16 Filings
NASPP Blog | Published October 2, 2016
"Inadvertent" is No Excuse for Untimely Section 16 Filings -
What Reporting Is Required for Former Section 16 Insiders?
NASPP Blog | Published August 18, 2021
When officers and directors cease to be subject to Section 16, the rules governing which of their transactions … -
Stock Plan Fundamentals
Courses
Develop core competencies in stock plan administration for a successful career, from taxation and the … -
Post-Insider Reporting, Part 2
NASPP Blog | Published August 24, 2021
More questions and answers on Section 16 reporting for former insiders, plus an quick-reference table … -
SEC Updates Item 405 Disclosure and Due Diligence Requirements
NASPP Blog | Published April 8, 2019
The SEC has issues amendments relating to disclosures of Section 16 delinquencies and other Section 16 … -
SEC Allows Electronic Signatures for Forms 3, 4, and 5
NASPP Blog | Published January 4, 2021
The SEC has updated the signature requirements for Forms 3, 4, and 5 to allow electronic signatures and … -
SEC Plans Changes for Forms 4, 5, and 144
NASPP Blog | Published January 20, 2021
The SEC is planning to require electronic filing for Form 144, to give affiliates extra days to file … -
Disclosure of Rule 10b5-1 Plans and Insider Trading Compliance
NASPP Blog | Published January 25, 2023
The SEC recently adopted reporting and disclosure requirements for Rule 10b5-1 plans, gifts, insider … -
A Word From the Director
Resource | Published December 14, 2021
Introductory article with thoughts and insights on this Advisor issue's contents from NASPP Executive … -
A Word from the Director: Fall 2022
Resource | Published December 16, 2022
This article offers thoughts and insights on current happenings at the NASPP from Executive Director … -
Company Insiders
Page | Published July 6, 2021
Covering regulatory and compliance requirements, along with best practices and trends for managing company … -
4 SEC Projects to Keep an Eye On
NASPP Blog | Published August 10, 2021
The SEC’s newly updated agenda includes four short-term projects that affect your stock compensation … -
Analysis of Rule 10b5-1 Proposed Changes
NASPP Blog | Published January 31, 2022
The SEC has proposed draft legislation that would overhaul Rule 10b5-1. Learn more about what these changes … -
Correcting Form 4 Mistakes
NASPP Blog | Published February 23, 2022
Sometimes mistakes are made when filing Forms 4. Here's how to correct them.