Resources - Grid List
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Executive Equity Services and Trends Survey Results
April 23, 2025
Key trends in the equity-related services and education offered to executives, insider trading and reporting compliance procedures, and Rule 10b5-1 trading plans. -
Sample Power of Attorney for Section 16 Filings
April 04, 2025
A sample power of attorney authorizing an individual to prepare, execute, and submit Section 16 filings for an insider and manage the insider's EDGAR account. Updated for EDGAR Next. -
Equity Incentives Design Survey: Results PreviewAugust 06, 2024
Preview of the Equity Incentive Design Survey results, including prevalence of equity vehicles, vesting conditions, and retirement provisions. -
2021 Equity Incentives Design Survey
November 01, 2021
The 2021 Equity Incentives Design Survey reports on trends in the design of full value awards and stock options. -
Commonly-Used Equity Incentives Chart
May 29, 2024
This table illustrates the different types of commonly used equity incentives and their general descriptions. -
Option Exercise Comparison Table
May 27, 2024
This table compares the tax, financial reporting, and proxy disclosure considerations for cashless/same-day sale, cash, and various forms of net exercises. -
Checklist - Equity Awards Settled On or After Death
May 21, 2024
A list of recommended documentation to collect from and distribute to a deceased award holder's estate/beneficiary. -
Sample $25,000 Limit Worksheet
March 11, 2024
Sample of an Excel worksheet that can be created and distributed to employees so they can evaluate if their ESPP purchase might be subject to the $25,000 limit. -
A Word from the Director: Winter 2023January 09, 2024
This article offers thoughts and insights on current happenings at the NASPP from Executive Director Barbara Baksa. -
Top Ten List: Year-End ProceduresJanuary 09, 2024
Ten stock plan administration tasks that are critical to a successful year end. -
Administrators Corner: How to Reduce RSU Payout EventsJanuary 09, 2024
This article discusses three strategies for limiting the number of RSU payout events per year, allowing your stock plan administrative team time for other priorities. -
Across Our Desk Winter 2023January 09, 2024
Materials on a variety of stock and executive compensation topics that we have come across in the past few months. -
DEI Scholarship Spotlight Winter 2023
January 09, 2024
Spotlighting our DEI program scholarship recipients. -
How to Make Sense of Pay vs. Performance DataJanuary 09, 2024
Using the SEC’s new pay vs. performance disclosure to inform decisions about executive pay. -
Data Snapshot: Qualified ESPP DesignJanuary 09, 2024
What are the most common pricing provisions for qualified ESPPs? -
Sample FAQs on Form 3921
December 20, 2023
Sample FAQs to help explain what Form 3921 is and how employees should use this form. -
Taxation of Retirement Provisions in Equity Awards
December 20, 2023
How acceleration or continued vesting upon retirement can affect the taxation of restricted stock units, restricted stock, and stock options. -
2019 Domestic Stock Plan Design Survey
November 04, 2019
The 2019 Domestic Stock Plan Design Survey is the predecessor to the current Equity Incentives Survey and reports on trends in the design of full value awards and stock options.