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NASPP Essentials

NASPP Essential

Designing and Implementing an Employee Stock Purchase Plan
More Details May 03,2018

NASPP Essential

Educating Employees on Your ESPP
More Details Dec 31,2009

NASPP Essential

Administering an Employee Stock Purchase Plan
More Details Dec 01,2006
  
 

Articles

Article

2018 Deadlines Approach to Furnish ISO and ESPP Information Stat...
More Details Jan 19,2018

Article

Employee Stock Purchase Plans and the Calculation of Basic and D...
More Details May 31,2012

Article

Revised FAQs Regarding Section 6039 Reporting and Final Regulati...
More Details Dec 21,2009

Article

Cover Letter - ESPP Tax Report
More Details Nov 24,2009

Regulations & Statutes

Regulations & Statutes

Form 3922
More Details Sep 01,2016

Regulations & Statutes

Treasury Regulation §1.423-2 – Employee stock purchase plan defined
More Details Jan 25,2013

Regulations & Statutes

Treasury Regulations §1.6039
More Details Nov 09,2009

Surveys & Studies

Surveys & Studies

Survey Says: 10 Dos & Don'ts of Stock Plan Administration
More Details Oct 17,2017

Surveys & Studies

Ayco's Updated Survey of Employee Stock Purchase Plans
More Details Jan 13,2017

Surveys & Studies

Quick Survey on Global ESPP Administration
More Details Oct 31,2016

Surveys & Studies

Results of the 2016 Employee Stock Purchase Plan Survey
More Details Jun 04,2016

Surveys & Studies

NASPP Quick Survey: ESPP Administration
More Details Oct 31,2013

Sample Documents

Sample Document

FAQs for a New ESPP
More Details Aug 13,2018

Sample Document

Purchase Checklist for ESPP
More Details Jan 31,2018

Sample Document

ESPP Approvals Checklist
More Details Jan 31,2018

Sample Document

Cost-Basis Reporting Examples for ESPPs
More Details Jan 25,2016

Sample Document

ISO/ESPP Flow Charts: Section 6039 Flow Charts
More Details Jan 25,2016

Sample Document

Sample Employee Presentation on ESPP, Stock Options, and Awards
More Details Jun 20,2012

Sample Document

ESPP Sample Q&A on Share Shortfall
More Details Mar 12,2012

Sample Document

Sample ESPP Make Whole Q&A
More Details Mar 12,2012

Sample Document

Sample Proposal: Share Deficiency Situation
More Details Mar 12,2012

Sample Document

Example 6039 FAQ for Employees
More Details Jan 17,2012

Sample Document

Example Memo to Employee re: Form 3922
More Details Jan 16,2012

Sample Document

Example Memo to Employees re: Form 3922 (transfer not at purchase)
More Details Jan 16,2012

Sample Document

Sample 6039 Information Statements
More Details Dec 01,2010

Sample Document

Example Aggregate Forms 3921 and 3922
More Details Nov 01,2010

Sample Document

ESPP Communications Checklist
More Details Jan 01,2010

Sample Document

Sample $25,000 Limit Worksheet for Employees
More Details Oct 23,2009

Sample Document

ESPP enrollment/change form
More Details Oct 30,2008

Sample Document

ESPP Presentation for Participants
More Details Sep 25,2008

Sample Document

ESPP FAQ
More Details May 07,2008

Sample Document

Sample ESPP Withdrawal Form
More Details Jan 07,2008

Sample Document

ESPP Enrollment Form
More Details Jan 07,2008

Sample Document

ESPP Qualifying Disposition Survey Template
More Details Aug 14,2007

Recent Q&A Discussions

Question

Accounting for Auto-Enrollment in ESPP

Podcast

Sep 30,2017

#53: The Big Four: ESPP Mistakes You Could Be Making (Without Even Knowing It)

Sep 30,2017

Apr 25,2017

#49: ESPPs for a Global Workforce
Apr 25,2017

Nov 24,2014

#11: 5 ESPP Myths
Nov 24,2014

Webcasts

Oct 16,2014

Trends & Analysis from the 2014 Domestic Stock Plan Administration Survey

Find out the latest practices and trends in sto...

Oct 16,2014

Sep 27,2011

Trends and Analysis from the 2011 Stock Plan Administration Survey

Find out the latest practices and trends in sto...

Sep 27,2011

NASPP Blog

NASPP Blog

ESPP Plans: Upping Participation Rates - Part 1

 May 17,2018Jennifer Namazi

Employee stock purchase plans ("ESPPs") have been a solid equity compensation offering for a long while. A voluntary plan offered to broad based employees, ESPPs allow participants the op...Read More

NASPP Blog

Ten Things About Qualified ESPPs

 Mar 06,2018Barbara Baksa

For today’s blog entry, I have ten fun facts about ESPPs, courtesy of the NASPP/Deloitte Consulting 2017 Domestic Stock Plan Design Survey.

  1. Pr...Read More

NASPP Blog

Section 6039 Reminders

 Jan 23,2018Barbara Baksa

I thought I was going to be blogging about the government shutdown today but since it's business as usual in DC as of last night, I'm off the hook on that topic, at least for a few weeks...Read More

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The National Association of Stock Plan Professionals is the largest and oldest professional association for the stock and executive compensation community, with over two decades of leadership providing expert resources, education and other benefits for our more than 6,000 members across 32 affiliated chapters.

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