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Jan 20,2016

Dodd-Frank 5 Years On – The Adventure Continues

Where we have been, where we are, and what is s...



Three SEC Updates to Keep an Eye on

For today’s blog entry, I discuss a few recent and upcoming securities law developments.

Updates to Rule 701 and Form S-8 Could be Forthcoming

Last year, the SEC issu...Read More


In what is considered a rare in the world of clawbacks to date, rental-car company, Hertz, made recent headlines when they filed a complaint seeking to recover $70 million in incentive payments to ...Read More


Close to 70% of respondents to the NASPP/Deloitte Consulting 2016 Domestic Stock Plan Design Survey report that their equity awards are subject to clawback provisions, an increase of over 100% f...Read More

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