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NASPP Essentials

NASPP Essential

Restricted Stock and Unit Plans
More Details Jul 22,2019

NASPP Essential

Stock-for-Stock Option Exercises
More Details Dec 05,2018

NASPP Essential

Administering an Employee Stock Purchase Plan
More Details Dec 01,2006

Articles

Regulations & Statutes

Regulations & Statutes

SEC Concept Release on Rule 701 and Form S-8
More Details Jul 18,2018

Surveys & Studies

Sample Documents

Sample Document

Change in Control Estimate for Employees
More Details Sep 28,2018

Sample Document

Sample Grant Cover Letter - Award
More Details Jul 19,2018

Sample Document

Sample Grant Cover Letter - Stock Option
More Details Jul 19,2018

Sample Document

Sample Grant Notice--Three Things You Need to Know About Your Grant
More Details Jul 19,2018

Sample Document

Purchase Checklist for ESPP
More Details Jan 31,2018

Sample Document

ESPP Approvals Checklist
More Details Jan 31,2018

Sample Document

Ownership Guidelines Checklist & Template
More Details Jan 24,2013

Sample Document

M&A Due Diligence Documents
More Details Apr 05,2012

Sample Document

Stock Ownership Monitoring Chart
More Details Jun 30,2011

Sample Document

M&A Data Conversion Questionnaire
More Details Sep 23,2010

Sample Document

10b5-1 Plan - Issuer Administration Checklist

More Details Apr 18,2008

Sample Document

Sample Exercise Notice
More Details Jan 07,2008

Sample Document

Checklist – 10Q/K Statements
More Details Nov 15,2004

Sample Document

Calendar – Securities Filings
More Details Nov 15,2004

Sample Document

Checklist – FAS 123 Reporting
More Details Jun 01,2004

Sample Document

Sample Exercise Notice
More Details Jan 04,2004

Podcast

Jun 21,2017

#50: Escheatment and Equity Plans
Jun 21,2017

Nov 28,2016

#44: Five Things Making Equity Administration Challenging
Nov 28,2016

May 04,2015

#16: Irreconcilable Differences
May 04,2015

Webcasts

Nov 05,2019

Ready or Not, Here Comes the Annual Audit!

Practical Tips to Help You Prepare for the Annu...

Nov 05,2019

Apr 20,2017

Be Prepared for T+2

Understanding and implementing this upcoming ch...

Apr 20,2017

Apr 07,2016

Performance Awards: An Ever Changing Landscape

Key trends in performance award design

Apr 07,2016

NASPP Blog

NASPP Blog

Implementing an Auto Exercise Program for Stock Options

 Jun 27,2019Jennifer Namazi

Companies that grant stock options know that there are a few core challenges that have maintained their existence throughout the life span of these types of arrangements. Among them: how to handle ...Read More

NASPP Blog

Is Spousal Consent Necessary for Equity Awards?

 Jun 25,2019Barbara Baksa

Occasionally, I am asked if it is necessary for employees’ spouses to accept the equity awards granted to employees, in addition to the employees’ acceptance. In my experience, ...Read More

NASPP Blog

Three SEC Updates to Keep an Eye on

 Jun 04,2019Barbara Baksa

For today’s blog entry, I discuss a few recent and upcoming securities law developments.

Updates to Rule 701 and Form S-8 Could be Forthcoming

Last year, the SEC issu...Read More

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The National Association of Stock Plan Professionals is the largest and oldest professional association for the stock and executive compensation community, with over two decades of leadership providing expert resources, education and other benefits for our more than 6,000 members across 32 affiliated chapters.

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