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Jan 20,2017

Jan 01,2017

Jan 08,2016

#27: Dodd-Frank 5 Years On

Five years after the inception of Dodd-Frank, N...


Jun 13,2017

The Trump Administration and Compensation

How the New Administration Seeks to Change the ...

Apr 20,2017

Be Prepared for T+2

Understanding and implementing this upcoming ch...

Jun 17,2015

Stock Ownership Guidelines

How to Handle this Governance Golden Child



When a company is growing at lightning’s pace, such growth can bring a need to streamline or expand processes to ensure errors and hiccups are minimized. Sometimes the momentum of expansion c...Read More


Cybersecurity for Stock Plans

It takes a lot of data to run a stock plan. In order to properly facilitate and administer stock plan transactions and associated reporting, sensitive information needs to be compiled and stored in...Read More


Just two weeks ago I wrote a blog perusing the question of whether or not insider trading is still a “thing” ("Read More

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