Return to Research Center

Participant Education & Communication

New Search

Filter by






















NASPP Essentials

Educating Employees on Your ESPP
Dec 31,2009

This article provides an overview of the contributors and components of an educational program for a Section 423 qualified ESPP offered to U.S. employees. To develop your own educational program, it is necessary to understand who contributes to these programs and the extent of information that can be communicated to employees.

Articles

Cover Letter - ESPP Tax Report
Nov 24,2009

Cover letter for a report ESPP transactions distributed to participantes for tax purposes

It Takes a Village to Administer a Global Stock Plan
Feb 05,2015
Jennifer Namazi

It Takes a Village to Administer a Global Stock Plan

If We Don't Educate Them...Someone Else Will!
Jan 29,2015
Jennifer Namazi

If We Don't Educate Them...Someone Else Will!

Going Mobile: Portable Info for You and Your Participant
Dec 11,2014
Jennifer Namazi

Going Mobile: Portable Info for You and Your Participant

 2 - 3 - 4 - 5 - 6 - 7 - 8 - 9 - 10 - 11 

Sample Documents

ESPP Sample Q&A on Share Shortfall
Mar 12,2012

Sample FAQ for employees on why company is no longer accepting contributions to its ESPP due to a shortage of shares available under the plan.

Sample ESPP Make Whole Q&A
Mar 12,2012

Sample FAQ for employees explaining payment in lieu of shares, due to a share shortfall in the ESPP.

Example Memo re: Form 3921
Jan 16,2012

Sample memo to employees explaining Form 3921 for incentive stock options (ISOs).

 5 - 6 - 7 - 8 - 9 - 10 - 11 - 12 - 13 - 14 

Webcasts

Help Employees to Make Smarter Equity Award Decisions
May 19,2021

Fuel employee financial health with equity by cultivating an investor mindset among employees.

Equity Compensation and Financial Wellness
Jun 06,2018

How equity awards can be part of a financial wellness program for employees

Equity Awards: Creating Long-Term or Momentary Owners?
Jun 08,2016

Are the objectives of your company's equity plan being met?

Podcasts

Regulations & Statutes

Form 3921
Oct 10,2017

IRS Form 3921, used to report ISO exercises.

Form 3922
Sep 01,2016

IRS Form 3922, used to report first legal transfer of shares acquired under a Section 423 employee stock purchase plan (ESPP).

Can't find what you are looking for?

About Us

The National Association of Stock Plan Professionals is the largest and oldest professional association for the stock and executive compensation community, with over two decades of leadership providing expert resources, education and other benefits for our more than 6,000 members across 32 affiliated chapters.

NASPP

P.O. Box 21639 Concord, CA 94521-0639 Telephone: (925) 685-9271 Fax: (925) 930-9284

©NASPP 2019, All Rights Reserved.