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NASPP Essentials

Educating Employees on Your ESPP
Dec 31,2009

This article provides an overview of the contributors and components of an educational program for a Section 423 qualified ESPP offered to U.S. employees. To develop your own educational program, it is necessary to understand who contributes to these programs and the extent of information that can be communicated to employees.


Cover Letter - ESPP Tax Report
Nov 24,2009

Cover letter for a report ESPP transactions distributed to participantes for tax purposes

Participant Resources for Tax Season
Feb 04,2021
Jennifer Namazi

Tips and resources you can use to help field participant questions during tax season.

The Value of Financial Wellness Benefits in Times of Turmoil (and Beyond)
Nov 19,2020
Jennifer Namazi

A study by UBS Workplace Wealth Solutions provides insights into how employees perceive financial wellness programs.

5 Trends in Stock Plan Administration Staffing and Practices
Oct 15,2020
Barbara Baksa

Does stock plan administration have a home? This and four other trends from the NASPP/Deloitte Consulting 2020 Domestic Stock Plan Administration Survey.

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Sample Documents

Sample $25,000 Limit Worksheet for Employees
May 05,2020

Sample worksheet to explain the $25,000 limit to employees.

Sample FAQs on Cost-Basis Reporting
Jan 01,2019

Sample FAQs on cost-basis reporting that stock plan administrators and others can use to develop FAQs for their stock plan participants.

Understanding Compensatory Stock Options
Nov 30,2018

This article submitted by Raymond James provides a review of the terminology, exercise techniques and tax treatment of stock options.

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Help Employees to Make Smarter Equity Award Decisions
May 19,2021

Fuel employee financial health with equity by cultivating an investor mindset among employees.

Equity Compensation and Financial Wellness
Jun 06,2018

How equity awards can be part of a financial wellness program for employees

Equity Awards: Creating Long-Term or Momentary Owners?
Jun 08,2016

Are the objectives of your company's equity plan being met?


Regulations & Statutes

Form 3921
Oct 10,2017

IRS Form 3921, used to report ISO exercises.

Form 3922
Sep 01,2016

IRS Form 3922, used to report first legal transfer of shares acquired under a Section 423 employee stock purchase plan (ESPP).

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About Us

The National Association of Stock Plan Professionals is the largest and oldest professional association for the stock and executive compensation community, with over two decades of leadership providing expert resources, education and other benefits for our more than 6,000 members across 32 affiliated chapters.


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