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Internal Audits & Fraud Prevention

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May 04,2015



Be Suspicious

What would you do if you got an email from your CEO, asking you to provide a report of taxable income, including employee IDs—stat? A) Respond with the requested information as quickl...Read More


Fake EDGAR Filings

Fake EDGAR filings are a thing.  The EDGAR system requires more access codes than any of my financial accounts:  there's the CIK, CCC, password, password modification code, and passphrase. That'...Read More


These 3 Audits Can Prevent Headaches

In thinking back through some of my past blog entries, I notice several have focused on failures in internal controls. In recent months I've covered lapses in keeping tabs on plan limits and the...Read More

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