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NY/NJ: January 14, 2020 Chapter Meeting

January 14, 2020

8:30am ET to 10:30am ET


Location

Winston & Strawn LLP
200 Park Ave., 45th Floor
New York, NY 10166
 
Review, Revision and Disclosure of the Company's Hedging Policy

Speaker Information

  • Nyron Persaud, Partner in the Executive Compensation and Employee Benefits Practice at Winston & Strawn LLP
  • Ariane Andrade, Associate in the Executive Compensation and Employee Benefits Practice at Winston & Strawn LLP
  • Mike Melbinger, Partner in the Executive Compensation and Employee Benefits Practice at Winston & Strawn LLP

Event Details

In December 2018, the SEC adopted final rules implementing Dodd-Frank Act Section 955, which added subsection 14(j) to the Exchange Act, “Disclosure of Hedging by Employees and Directors.”  Companies will be required to follow the new disclosure rules in their upcoming proxy filing.  This presentation will discuss:
  •         What Constitutes a “Hedging Transaction”?
  •         Who Should the Hedging Policy Cover?
  •         What Stock Holdings Should the Company’s Policy Address?
  •         Penalties for Violation of the Policy
  •         Location of Disclosure
  •         What About Pledging?
  •         What Do Companies and Boards Need to Do Now?

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