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NASPP Nashville Holiday Meeting December 2019

December 10, 2019

7:30-9:30 AM


Tractor Supply Company
5401 Virginia Way
Brentwood TN, 37027
Effective Executive Equity Events

Speaker Information

Andrew Schwartz, CPA, CEP   Vice President, Computershare
Andrew manages Computershare's Executive Services team, responsible for all Rule 144/Section 16 equity sales and 10b5-1 plans for the employee plan and investment plan businesses.  In addition, he serves as a lead advisor to Computershare's US Plans business, as well as the equity compensation industry, on tax and regulatory issues.  He is a frequent speaker at industry events and on webinars.
Andrew earned an M.B.A. in Taxation from the Stern School of Business at New York University, and a B.A. from the University of California at Davis.  He is a Certified Public Accountant, Certified Equity Professional, and holds FINRA series 7, 24, 27, and 63 securities licenses. He received a 10-year service award from the NASPP in 2017.

Event Details

Please join us for our NASPP Nashville chapter holiday meeting on December 10th. There will be a holiday themed networking breakfast with fun games and prizes. We are also excited to have Andrew Schwartz, CPA, CEP from Computershare joining us to present on Executive Services. 

Effective Executive Equity Events
Sooner or later, the decision-makers at your company will exercise their options or vest in restricted stock, and these will be important, highly sensitive occurrences. Come learn about the important regulations, products, processes, and pitfalls from the initial call to funds disbursement. Some of the issues we will discuss are: When is a Form 144 necessary? What are the advantages of a 10b5-1 plan? What are some best practices when dealing with executive transactions?

7:30 - 8:30 AM: Holiday Networking Breakfast
8:30 - 9:30 AM: Presentation and Q&A

Tractor Supply Company
5401 Virginia Way
Brentwood TN, 37027

The meeting is free and open to NASPP members and guests.  We encourage you to please invite your colleagues to attend the meeting as our guest.

A special thank you to Computershare, for sponsoring our holiday meeting. 

Please RSVP by emailing:


Tommy Swindle, CEP
President, NASPP Nashville Chapter

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About Us

The National Association of Stock Plan Professionals is the largest and oldest professional association for the stock and executive compensation community, with over two decades of leadership providing expert resources, education and other benefits for our more than 6,000 members across 32 affiliated chapters.


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