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Effective Executive Equity Events

December 11, 2019

11:30 a.m. to 1:30 p.m.


Event Contact

Jill Gilmer
404-769-3079
atlanta@naspp.com

Location

Morgan Stanley Offices
3280 Peachtree Road, NE, Suite 1900
Atlanta, GA 30305
 


Speaker Information

Andrew Schwartz, CPA, CEP   Vice President, Computershare
 
Andrew manages Computershare's Executive Services team, responsible for all Rule 144/Section 16 equity sales and 10b5-1 plans for the employee plan and investment plan businesses.  In addition, he serves as a lead advisor to Computershare's US Plans business, as well as the equity compensation industry, on tax and regulatory issues.  He is a frequent speaker at industry events and on webinars.
 
Andrew earned an M.B.A. in Taxation from the Stern School of Business at New York University, and a B.A. from the University of California at Davis.  He is a Certified Public Accountant, Certified Equity Professional, and holds FINRA series 7, 24, 27, and 63 securities licenses. He received a 10-year service award from the NASPP in 2017.

Event Details

To register for the event, email Atlanta@naspp.com before December 6, 2019.

Meeting Details:
Time:     11:30 a.m. to 1:30 p.m. (Networking & Registration 11:30 to Noon)

Location:
Morgan Stanley - Buckhead Conference Room
3280 Peachtree Road, NE, Suite 1900
Atlanta, GA 30305

The meeting is free and open to NASPP Members and guests.  We encourage you to invite your colleagues to attend the meeting as our guest.

Effective Executive Equity Events

Sooner or later, the decision-makers at your company will exercise their options or vest in restricted stock, and these will be important, highly sensitive occurrences. Come learn about the important regulations, products, processes, and pitfalls from the initial call to funds disbursement. Some of the issues we will discuss are: When is a Form 144 necessary? What are the advantages of a 10b5-1 plan? What are some best practices when dealing with executive transactions?
 

About Us

The National Association of Stock Plan Professionals is the largest and oldest professional association for the stock and executive compensation community, with over two decades of leadership providing expert resources, education and other benefits for our more than 6,000 members across 32 affiliated chapters.

NASPP

P.O. Box 21639 Concord, CA 94521-0639 Telephone: (925) 685-9271 Fax: (925) 930-9284

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