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Research Center : Regulations & Statutes

Mar 08,2019 |

Release No. 33-10593: Disclosure of Hedging by Employees, Officers and Directors

SEC rule requiring public companies to describe policies they have adopted regarding the ability of employees (including officers) or directors to purchase financial instruments, or otherwise engage in transactions, that hedge or offset any decrease in the market value of equity securities granted as compensation or held directly or indirectly by the employee or director

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