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Research Center : Development

Jul 20,2018 | Sullivan & Cromwell

SEC Amends Rule 701; Solicits Comment on Ways to Modernize Rules/Forms for Compensatory Offerings

This alert describes the SEC’s amendment to Rule 701 to increase from $5 million to $10 million the annual threshold at which private companies must provide additional disclosure for securities offered and sold pursuant to compensatory arrangements and the SEC’s solicitation of comments on further ways to modernize Rule 701 and Form S-8.

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