Due to the continual changes to Section 16 practice resulting from SEC staff interpretations and Section 16(b) litigation, companies and compliance personnel regularly are confronted with new challenges in keeping their advice and their compliance programs up to date. As reflected by the many questions posed daily on the electronic forums of Section16.net and Naspp.com, the issues you face today vary widely in scope and complexity.
Checklist: Rule 10b5-1 Plans
Sample Employee Presentation on ESPP, Stock Options, and Awards
10b5-1 Plan - Issuer Administration Checklist
Sample Insider Trading Policy