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Research Center : Article

May 27,2007 | Fenwick & West

Beware of HSR Filing Requirements For Option Exercises or Vesting of Restricted Stock

The Federal Trade Commission obtained a $250,000 civil penalty against James Dondero, the operator of the Highland Capital hedge fund and a director of Motient Corporation, for making a late Hart-Scott-Rodino Act filing in connection with his 2005 exercise of options to acquire 10,000 Motient shares.

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