Insider Trading: A 124k Penalty and Other Insights
The SEC announced last week that it had settled insider trading charges against a contract accountant working for Illumina. The basis fo...Read More
Tips to Aid Insiders in Trading During COVID-19
I recently wrote about the heightened level of interest and scrutiny regulators are placing on stock trades in light of COVID-19. Dramatic changes in the economic and business circumstan...Read More
Cybersecurity for Stock Plans
It takes a lot of data to run a stock plan. In order to properly facilitate and administer stock plan transactions and associated reporting, sensitive information needs to be compiled and stored in...Read More
Insider Trading: Would You Sell Your Career for $100,000?
I’ve followed the topic of insider trading over many seasons and SEC enforcement actions, and the one thing that I probably find most fascinating is the “who” becomes entangled...Read More
New Laws for Insider Trading?
If someone asked you how to define “insider trading,” what would you say? Chances are, it would be something along the lines of “trading a stock for personal gain on the basis of ...Read More