What Ever Happened to That SEC Proposal?
The SEC has a number of pending rulemaking proposals that relate to stock compensation, some of which are nearly six years old. Here’s an update on where things stand.
SEC Plans Changes for Forms 4, 5, and 144
The SEC has proposed amendments to Form 144 and Forms 4 and 5. Here’s what you need to know about the proposa...Read More
SEC Allows Electronic Signatures for Forms 3, 4, and 5
Although Section 16 forms have been filed via EDGAR since 2002, until now, it has been necessary for insiders (or their attorneys-in-fact) to put pen to paper and manually sign a copy of each fi...Read More
Another Win on Section 16 Share Withholding Litigation
Good news: yet another court recently decided in favor of the defendant in a short-swing profits recovery suit brought by plaintiffs’ attorneys over a share withholding transactions.
Form 4 Reporting for Performance Awards
Recently the following headline showed up in one of my Google alerts: “Nvidia&rsqu...Read More