| Description: | Uncovers the trends and future of 423b Qualified and Non-Qualified Plans. Special emphasis is given to the power, capability and flexibility of the "Other" ESPP -- the non-tax qualified ESPPs that are fast becoming the most popular choices in today's marketplace. Learn about the differences between Registered and Unregistered Plans including special purposed, multifunctional direct investment plan solutions, 5%, 10%, 15%+ discount payroll deduction plans without many of the typical 423b restrictions and qualifications, restricted share compensation, capital raising potential for the company and more.
Speaker: JAMES J. VOLPE, Product Manager, Investment Plan Services, Wells Fargo. Jim Volpe joined Wells Fargo Shareowner Service in 2008 bringing over thirty years of experience in the investment industry. He is the product manager for direct stock purchase plans, dividend reinvestment services, employee plans and equity compensation plan services. In this role, he is responsible for determining product strategy, revenue and profitability and providing consultative sales support. He works with Wells Fargo team members in administration, legal, operation and technology to develop and implement new products and enhancements. Over the course of his career, Jim has been very active in industry Associations including the National Association of Stock Plan Professionals (NASPP), National Investor Relations Institute (NIRI), Stock Transfer Association (STA) and the American Society of Corporate Secretaries (ASCS). |