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20th Annual NASPP Conference
Continuing Education

CLE

Continuing Legal Education (CLE) credits in various states will be available to attendees of the 20th Annual NASPP Conference, The Say-on-Pay Workshop: 9th Annual Executive Compensation Conference, and 7th Annual Proxy Disclosure Conference. CLE credit is not available for the Advanced Issues in Restricted Stock course.

Attendees are not required to register in advance for CLE credit, but will need to follow special sign-in/out procedures at the live events and during the live videocasts. Additional information on these procedures will be provided in the Conference Guidebook.

CEP

Certified Equity Professionals (CEPs) can earn continuing education credits for the 20th Annual NASPP Conference and all related pre-Conference programs. Advance registration is not required to earn this credit, nor are attendees required to sign in and out of sessions at the live event or videocasts. Attendees must keep their own records of their attendance, including the specific sessions they attended, so they can report this information to the CEP Institute when required.

CEPs can earn .25 credits for each 15 minutes of educational programming they attend at the Conference and related Conference programs.

CPE

Attendees of the 20th Annual NASPP Conference and the Advanced Issues in Restricted Stock course can earn Continuing Professional Education (CPE) credit. Attendees must register for this credit in advance and will be subject to a $100 administrative fee, to cover costs the NASPP incurs for monitoring attendance at Conference sessions and other recordkeeping procedures that NASBA requires us to follow. In addition, attendees will need to sign-in and out of each session they attend.

CPE Credit Sign-In/Out Form

Attendees can earn a maximum of 17.5 CPE credits for attendance at the 20th Annual NASPP Conference. This includes 1.5 credits for the keynote and plenary session on Tuesday, October 9; 1 credit for the keynote on Wednesday, October 10; and 1.5 credits for each breakout session.

The program level for sessions at the 20th Annual NASPP Conference are indicated in each session description, with the designation of I for basic, II for intermediate, and III for advanced. Sessions designated as basic (I) have no prerequisites and are designed for individuals new to the topic or those with limited experience. Intermediate sessions (II) build upon topics discussed in the basic program and are suited for individuals with 3-5 years experience in the field or commensurate education. Advanced sessions (III) are most useful for individuals with more than 5 years experience or commensurate education in the designated topic. These sessions focus on the development of in-depth or specialized knowledge.

Attendees can earn a maximum of 7.5 CPE credits for attendance at the Advanced Issues in Restricted Stock Course: 3 CPE credits in the Taxation field of study and 4.5 credits in the Administrative Practice field of study. The level of this program is intermediate to advanced. Individuals attending this program should have a familiarity with the fundamental tax, accounting, legal, and administrative requirements for restricted stock and unit programs. Individuals that are new to restricted stock and unit programs should read the article "Restricted Stock Plans," available in the NASPP's Restricted Stock Portal and may want to complete the NASPP program "Restricted Stock Essentials," before attending this course.

CPE credit is not available for the 7th Annual Proxy Disclosure Conference or for the videocast of the 9th Annual Executive Compensation Conference.

The NASPP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org