Calendar of Upcoming Events for the CONNECTICUT Chapter

Prior Events

Date and Time:4/25/2014 12:00PM ET
Event:April 2014 Chapter Meeting - 10b5-1 Plans
Topic:Executive Services: Trends & Challenges with 10b5-1 Plans
Location:Stamford, CT
Contact:Joseph Purdy
Contact Phone:203.447.5843

Location: Stamford, CT
Date:  Friday, April 25th 2014
Time:  12:00PM ET - 2:00PM ET

Cost:  Free (thanks to our generous sponsors and host)
Note:  Lunch will be provided.

Speaker:  Richard J. Fischer, Morgan Stanley

The presentation will review of the basic fundamentals of 10b5-1, current issues and trends, and best practices for drafting and implementing compliant, administratively manageable and successful plans. In addition there will be a review of the challenges surrounding Rule 10b5-1 trading plans from the legal and Issuer perspective. An overview of industry statistics as tracked by the Washington Service will also be presented.

View the linked event flyer below for more details and to register!



More Information:
Continuing Education Credits: 1 CEP ()
Event files: 
Date and Time:7/14/2014 8:30AM EDT
Event:Connecticut/Boston NASPP Chapters 6th Annual Regional Conference
Topic:2014 Regional Conference Five Sessions on Equity Compensation and Executive Compensation Session and Speakers to be determined in May 2014.
Location:Fidelity Investments, 245 Summer St, Boston MA 02110
Contact:Joseph Purdy
Contact Phone:203.447.5843

The Connecticut and Boston NASPP Chapter Boards of Directors are happy to announce the 6th annual regional conference to be held in Boston on Monday, July 14th 2014. As those who attended a Connecticut/Boston conference in the past know, this is a well established event with an excellent opportunity for learning and networking with equity compensation colleagues. We expect to have five excellent sessions through the day, as well as refreshments and lunch.

More details on the conference will be published in May.

In the meantime, please mark July 14th on your calendar to ensure you’re available to attend.

Important Considerations:

  • Please look for an invitation to register as an attendee for the event in the upcoming weeks. 
  • If you are thinking of staying overnight in the Boston area, booking accommodations early would be recommended as there are many conferences daily in Boston. 
  • In the coming days (approx. April 17th) a request to submit proposals to speak at the conference will go out for those interested. 
  • We will be looking for sponsors for this event with opportunities to exhibit in our vendor area (email for sponsorship details). 
  • Both NASPP and Non-NASPP members are welcome to attend. 
  • Attendee Cost: $0.00, Value: Priceless 
  • Attendees will have the opportunity to earn both CE and CPE credits for this event.

Location: Fidelity Investments, 245 Summer St, Boston MA 02110
Proposed Time: 8:30 AM - 5:00 PM


More Information:
Continuing Education Credits: 5 CEP (Various) 5 CPE ()