Calendar of Upcoming Events for the SAN FRANCISCO Chapter

Prior Events

Date and Time:4/20/2017
Event:SF NASPP Chapter & SOS Aspirations - Chapter Meeting
Topic:Private Company vs. Public Company - What Changes are Coming?
Location:NEW LOCATION! Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA
Contact:Dan Schwab
Contact Phone:415-667-6367

SF NASPP Chapter & SOS Aspirations

Private Company vs. Public Company - What Changes are Coming? 

WHEN: April 20, 2017 from 11:30 a.m. to 2:00 p.m. 
Registration & lunch begin at 11:30 a.m.

NEW LOCATION! Schwab 211 Main Street, San Francisco

Registration link:

Is an IPO in your company’s future? Know what’s coming and be prepared! 

What Comes First (Getting Ready): Data reconciliation, broker selection, software selection and conversion, transfer agent selection, international compliance, internal process review, payroll changes.

What Changes at IPO (Hold On!): Option exercise changes, RSUs, unregistered and registered shares, legend removal, ESPP implementation, payroll changes at IPO, employee communications and more.

After the IPO (Settling into the Public Company Mindset):Internal process and how they change in the public company environment, including grants, exercises, terminations, communications and SOX.


Wendy Jennings, CEP, AppDynamics, Inc.
Sorrell Johnson, CEP, Stock & Option Solutions, Inc.
Josh McGinn, CEP, American Stock Transfer & Trust Company, LLC

LOCATION: Charles Schwab 211 Main Street, San Francisco

PARKING: There are numerous lots nearby: 123 Mission Street or 401 Main Street or 188 Spear Street

BART/MUNI: Exit the Embarcadero Station, walk 2 blocks down to the corner of Howard and Main Street.

PAYMENT: If you will be submitting payment via check, please make it out to SF NASPP, and mail it to: SF NASPP, 4100 Redwood Road, Suite 183, Oakland, CA 94619-2363.

To remove yourself from the San Francisco Chapter NASPP Chapter mailing list, go to

Contact: Dan Schwab
Contact Phone: 415-667-6367
Contact Email:

Courtesy of SOS, CPAs can earn 2 hours of continuing education credits for attending this event. (Field of Study: Business Management & Organization, Program Level: Basic, Instruction-Method: Group-Live)

More Information:
Continuing Education Credits: 2 CEP (Various)