Whether you are a seasoned veteran or new to stock administration, if you work with stock (private or public), or if you just want a better understanding of what a transfer agent does, you won’t want to miss this program.
We’ll address topics such as:
- A transfer agent’s relationship with a publicly-traded company
- Describe the services provided by a Transfer Agent
- Explain the difference between registered shareholders and beneficial shareholders
- The medallion guarantee stamp
- DWAC’s and Share Movement through the DRS Profile System
- Lost Shareowners
- Cost Basis and the difference between covered and non-covered securities
- Current issues in the transfer agent world that will or may impact companies, such as T + 2
Registration: This meeting is free of charge. To reserve your seat, send an RSVP email to firstname.lastname@example.org
Presenters: Dan Loeffler - Relationship Manager Wells Fargo & Company
Chris Ward - Relationship Manager Wells Fargo & Company
Dan Loeffler is a relationship manager with Shareowner Services. As a relationship manager, Dan is responsible for managing transfer agent relationships and ensuring customer satisfaction through implementation of stock transfer products that meet customer needs.
Dan became a relationship manager in April of 2010. Prior to his current position, Dan served as a regional services business analyst within Regional Private Banking. He joined the team as a private client associate in 2006. Dan joined Wells Fargo in 2004 as a personal banker in Retail Banking. Prior to Wells Fargo, Dan worked as a mortgage loan consultant at an outside financial services firm.
He has been a Wells Fargo WOW Council Member and a Junior Achievement Volunteer, helping a nonprofit organization educate and inspiring youth to value free enterprise, business, and economics to improve their quality of life.
Chris Ward is a relationship manager with Shareowner Services. He is responsible for managing transfer agent relationships and ensuring customer satisfaction through implementation of stock transfer products that meet customer needs.
Chris joined the Wells Fargo Shareowner Services in 2009. Prior to joining the Relationship Management team Chris served as an associate with our American Depository Receipts group and as an account manager supporting clients completing mergers, acquisitions, Initial Public Offerings, and other corporate events. Chris has a bachelor of science in business administration from Drake University.
Parking: Free parking is available on a first-come, first served basis. To park in Dorsey’s client parking, from 6th Street enter the 50 South Sixth Street building through the public parking ramp (going up, not down). At the top of the ramp, follow the sign private parking. At the gate, press the intercom for reception, tell the receptionist you are attending the NASPP meeting and the gate will open. Park in the available client parking spots and proceed to the 15th floor, where the receptionist will direct you to the Conference Room.