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Calendar of Upcoming Events for the DENVER Chapter

Prior Events

Date and Time:5/19/2016 Noon
Event:Chapter Meeting
Topic:Unclaimed Property: How It's Affecting You and Your Shareholders
Location:Computershare 8744 Lucent Blvd 1st Floor Conference Room Highlands Ranch
Contact:John Barringer
Contact Phone:720-354-3858
Contact Email:jbarringer@ffec.com
Description:

Unclaimed Property: How It's Affecting You and Your Shareholders

Unclaimed property audits are rapidly increasing.

Join us for an in-depth discussion of how unclaimed property laws may be changing under the new uniform unclaimed property act. Find out what changes will affect securities and what issues are still being hotly debated. Learn how you can reduce audit risk and educate your participants on how to protect their investments.

The topics that will be covered include:

  • The current scope of state audits, including the Delaware VDA
  • The increase in third-party audits on securities
  • Why outside counsel is important to audit defense and internal compliance reviews
  • The Uniform Law Commission re-write
  • What auditors are asking to see

Our presenter:
Cynthia Nisley,
President, Georgeson Securities Corporation
Cynthia is President of Georgeson Securities Corporation (GSC), a Computershare company. GSC and Georgeson Inc, its parent company, offer a full suite of pre-escheat location and asset reunification products including PostMerger CleanUp™, Shareholder CleanUp, and Unclaimed Asset Programs. Ms. Nisley is also responsible for the odd-lot business under Georgeson Inc. as well as supporting Computershare’s dividend reinvestment plan, direct stock purchase plan, and employee stock purchase plan trading through GSC. She also serves as a Director on the Board of Computershare Trust Company, N.A. and the Board of Georgeson Securities Corporation.

More Information:
Continuing Education Credits: 1 CEP (Administration)
Date and Time:6/1/2016 12:00 Noon
Event:Chapter Meeting
Topic:Lessons from the 2016 Proxy Season
Location:1550 17th Street, Suite 500
Contact:John Barringer
Contact Phone:720-354-3858
Contact Email:jbarringer@ffec.com
Description:

Our 3rd annual Proxy Season review. Join a panel of attornies from the Colorado Bar Association Securities Subsection and local stock plan administration professionals for a lunch and learn on equity and executive compensation. Details to follow.

More Information:
Continuing Education Credits: 1 CEP (Securities Law) 1 CPE (Administrative Practice)
Date and Time:7/26/2016 12:00 Noon
Event:Chapter Meeting
Topic:10 Mistakes Your Participants Are Making With Their Stock Plans You Really Need to Know About
Location:Charles Schwab Campus Auditorium 9800 Schwab Way, Lone Tree, CO
Contact:John Barringer
Contact Phone:720-354-3858
Contact Email:jbarringer@ffec.com
Description:

10 Mistakes Your Participants Are Making With Their Stock Plans You Really Need to Know About
We all know that award recipients have varying degrees of sophistication and exhibit certain behaviors, but how does that impact their financial well-being and why should you care as an issuer? This presentation will examine the ten most common mistakes participants make and how it may diminish the perceived value of your stock plan.

Presenter:
Bruce Brumberg, Editor-in-Chief & Co-founder myStockOptions.com
Bruce has devoted most of his professional career to making complex legal and tax concepts understandable to people who do not enjoy reading the Internal Revenue Code or the securities laws. He is editor-in-chief and co-founder of www.myStockOptions.com,  the premier provider of web-based educational content and tools on stock options, ESPPs, restricted stock/RSUs, performance shares, and SARs. Bruce graduated from the University of Michigan and University of Virginia School of Law.

More Information:
Continuing Education Credits: 1 CEP (Administration)